James Bowen
James Bowen is a registered investment advisor at LPL Financial LLC, based in Indian Harbour Beach, FL, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
2020 Highway A1A Ste 104, Indian Harbour Beach, FL, 32937-3581
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James sells fixed insurance products, including fixed and immediate annuities, LTC policies, and fixed life insurance, dedicating minimal time to this activity. He also provides fixed insurance products through Nationwide Life Insurance, spending minimal time on this as well. James also owns rental real estate.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Mutual Service Corporation
Mutual Service CorporationBroker
H.D. Vest Advisory Services, INC
H.D. Vest Investment ServicesBroker
Prime Capital Services, INC.Broker
Anchor Management Group, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.