John Harvie
John Harvie is a CFP-designated registered investment advisor at Wells Fargo Advisors, based in Richmond, VA, with 32 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
3460 W Clay St, Richmond, VA, 23230
Get directionsHistory
Regulatory History (3)
Financial
August 2019Customer Dispute
December 2005Customer Dispute
September 2001Other Business Activities
John owns multiple rental properties and LLCs, some investment-related, dating back to 2003. He also serves as power of attorney for his father and executor for his mother, dedicating minimal time to each of these activities.
Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLC
Wells Fargo Advisors Financial Network, LLCBroker
Wells Fargo Advisors
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
Wells Fargo Clearing Services, LLC
Banc of America Investment Services, INC.
Banc of America Investment Services, INC.Broker
NationssecuritiesBroker
State Registrations40 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.