LR
LR

Lori Rowan

27 Years of Experience
West Des Moines, IA
Broker

Lori Rowan is a registered investment advisor at Morgan Stanley, based in West Des Moines, IA, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

1080 Jordan Creek Parkway, Suite 400 North, West Des Moines, IA, 50266

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Lori is an independent contractor for Rodan + Fields, a skincare consulting business, since 2017. She dedicates minimal time outside of business hours to consulting and sales.

Employment History
Current Registrations
Morgan StanleyBroker
July 2018 - Present · 7 yrs 10 mos
Morgan Stanley
July 2018 - Present · 7 yrs 10 mos
Previous Registrations
Ameriprise Financial Services, INC.
March 2015 - June 2018 · 3 yrs 3 mos
Ameriprise Financial Services, INC.Broker
March 2015 - June 2018 · 3 yrs 3 mos
Pruco Securities, LLC.Broker
January 2013 - February 2015 · 2 yrs 1 mo
Hartford Equity Sales Company INC.Broker
August 2011 - January 2013 · 1 yr 5 mos
Invesco Advisers, INC.
November 2010 - January 2011 · 2 mos
Invesco Distributors, INC.Broker
June 2010 - January 2011 · 7 mos
Van Kampen Advisors INC
June 2005 - June 2010 · 5 yrs
Van Kampen Funds INC.Broker
December 2003 - June 2010 · 6 yrs 6 mos
Goldman, Sachs & CO.Broker
June 1998 - December 2002 · 4 yrs 6 mos
Donaldson, Lufkin & Jenrette Securities CorporationBroker
February 1997 - May 1998 · 1 yr 3 mos
Mercantile Investment Services, INC.Broker
October 1996 - March 1997 · 5 mos
State Registrations19 states
AZCACOFLGAIAILKSMAMDMNMONVNYOHPATXVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.