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Robbie Day

Transamerica Financial Advisors, LLC
31 Years of Experience
San Juan, PR
1 DisclosureBrokerSells Insurance
View SEC Summary
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Robbie Day is a registered investment advisor at Transamerica Financial Advisors, LLC, based in San Juan, PR, with 31 years of industry experience. Robbie is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 42,735 clients with $2.1B in assets under management.

Transamerica Financial Advisors, LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
1121 advisors
Number of Clients
42,735 clients
Average Client Portfolio
$49K average
Assets Under Management
$2.1B

Fee Structure

Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.75%

Maximum total annual program fees are up to 2.75% for TFA365 and third-party manager programs, and up to 2.0% for Transamerica ONE. Fees vary based on the specific program, model portfolios selected, and negotiations with your investment advisor representative.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

894 Luis Munoz Rivera Ave, Suite 211, San Juan, PR, 00969

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2003
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Robbie sells insurance and non-insurance products for companies affiliated with Transamerica Financial Advisors. Robbie also owns The Miliare Group, a TFA/WFG co-brand, but dedicates minimal time to it.

Employment History
Current Registrations
Transamerica Financial Advisors, LLCBroker
December 2020 - Present · 5 yrs 10 mos
Transamerica Financial Advisors, LLC
December 2020 - Present · 5 yrs 10 mos
Previous Registrations
Transamerica Financial Advisors, INC.
May 2017 - January 2020 · 2 yrs 8 mos
Transamerica Financial Advisors, INCBroker
January 2012 - January 2020 · 8 yrs
World Group Securities, INC.Broker
April 2002 - January 2012 · 9 yrs 9 mos
Wma Securities, INC.Broker
July 1997 - April 2002 · 4 yrs 9 mos
PFS Investments INC.Broker
April 1997 - July 1997 · 3 mos
Wma Securities, INC.Broker
June 1994 - January 1997 · 2 yrs 7 mos
Intersecurities, INC.Broker
February 1994 - June 1994 · 4 mos
State Registrations10 states
ARCTDCMANCNJPRSDTNTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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