SM
SM

Stephen Marohl

32 Years of Experience
Annapolis, MD
Broker

Stephen Marohl is a registered investment advisor at Wells Fargo Advisors, based in Annapolis, MD, with 32 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

133 Defense Hwy, Ste 108, Annapolis, MD, 21401

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Stephen is a co-trustee for his grandfather's trust and owns Alpha Pointe Capital SM. He also coaches lacrosse, dedicating a few hours per week to this activity.

Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
March 2012 - Present · 14 yrs 4 mos
Wells Fargo Advisors
March 2012 - Present · 14 yrs 4 mos
Previous Registrations
RBC Capital Markets, LLCBroker
March 2009 - March 2012 · 3 yrs
RBC Capital Markets, LLC
March 2009 - March 2012 · 3 yrs
Ferris, Baker Watts, LLC
February 2006 - March 2009 · 3 yrs 1 mo
Ferris, Baker Watts, LLCBroker
March 1999 - March 2009 · 10 yrs
First Maryland Brokerage CorporationBroker
January 1994 - March 1999 · 5 yrs 2 mos
State Registrations41 states
AKALAZCACOCTDCDEFLGAIAIDILINLAMAMDMEMIMOMSMTNCNHNJNMNVNYOHORPASCTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Stephen Marohl - Financial Advisor | TrueAdvisor