Alan Bailey is a registered investment advisor at Morgan Stanley, based in South Jordan, UT, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...
Location
680 West 10000 South, South Jordan, UT, 84095
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
June 2023 - Present · 2 yrs 11 mos
Morgan Stanley
January 2013 - Present · 13 yrs 4 mos
Morgan StanleyBroker
January 2013 - Present · 13 yrs 4 mos
Previous Registrations
E*trade Capital Management, LLC
July 2023 - September 2023 · 2 mos
E*trade Securities LLCBroker
August 2021 - September 2023 · 2 yrs 1 mo
E*trade Securities LLCBroker
November 2011 - November 2011 · 0 mos
Wells Fargo Advisors, LLCBroker
January 2011 - February 2011 · 1 mo
Wells Fargo Investments, LLCBroker
July 2010 - January 2011 · 6 mos
Fidelity Brokerage Services LLCBroker
January 2008 - February 2009 · 1 yr 1 mo
Fidelity Investments Institutional Services Company, INC.Broker
March 2003 - January 2008 · 4 yrs 10 mos
Fidelity Brokerage Services LLCBroker
November 1993 - December 2002 · 9 yrs 1 mo
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.