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CFP

Martin Welzmuller

Stifel, Nicolaus & Company, Incorporated
30 Years of Experience
Succasunna, NJ
2 DisclosuresBroker
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Martin Welzmuller is a CFP-designated registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Succasunna, NJ, with 30 years of industry experience. Martin is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 236,191 clients with $200B in assets under management.

Stifel, Nicolaus & Company, Incorporated
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3355 advisors
Number of Clients
236,191 clients
Average Client Portfolio
$836K average
Assets Under Management
$197.5B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.00%

Maximum annual fee rate for the Summit Program is up to 1.00% of assets under management. Other programs have separate fee schedules detailed in respective program brochures. Fees are generally negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

15 Commerce Blvd., 275 Rt 10 East, Suite #209, Succasunna, NJ, 07876

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
August 2023
Customer Dispute
November 2008
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Martin volunteers for friends running for the Mount Olive Board of Education, is a board member for Theta Zeta Corp, and is the Vice-Chairman for Beyond Baptism charitable fund Inc. He is also the Vice President of the Mount Olive Republican Club.

Employment History
Current Registrations
Stifel, Nicolaus & Company, IncorporatedBroker
August 2023 - Present · 3 yrs 2 mos
Stifel, Nicolaus & Company, Incorporated
August 2023 - Present · 3 yrs 2 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
September 2011 - August 2023 · 11 yrs 11 mos
Wells Fargo Clearing Services, LLC
September 2011 - August 2023 · 11 yrs 11 mos
RBC Capital Markets, LLCBroker
October 2009 - October 2011 · 2 yrs
RBC Capital Markets, LLC
October 2009 - October 2011 · 2 yrs
J. B. Hanauer & CO.
August 2006 - October 2009 · 3 yrs 2 mos
J. B. Hanauer & CO.Broker
August 2006 - October 2009 · 3 yrs 2 mos
Ryan Beck & CO.
January 1999 - September 2006 · 7 yrs 8 mos
Ryan Beck & CO.Broker
May 1996 - September 2006 · 10 yrs 4 mos
State Registrations25 states
AZCACTDCDEFLGALAMAMDMEMIMNMONCNJNVNYOHPARISCTXVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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