Timothy Rice is a registered investment advisor at Captrust, based in Chesterton, IN, with 21 years of industry experience. Timothy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Financial Planning & Coaching, High Net Worth, and 3 more. Their firm serves 36,839 clients with $1100B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 2.25% |
| $500K - $1.0M | 2.00% |
| $1.0M - $2.0M | 1.75% |
| $2.0M - $5.0M | 1.25% |
| $5M+ | 1.00% |
Advisory fees are subject to negotiation based on multiple factors including clients with multiple accounts, size of the account, a prior or existing relationship, and a client’s particular needs or financial characteristics.
Fee Estimator
Location
3100 Village Point, Ste 200, Chesterton, IN, 46304
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Timothy is involved with the Boys and Girls Club of Greater Northwest Indiana since 2008. He is also a board member for the Lake Maxinkuckee Association, dedicating minimal time to board committee duties.
Employment History
Current Registrations
Captrust
Capfinancial Securities, LLC.Broker
Capfinancial Securities, LLC.
Previous Registrations
Capfinancial Securities, LLC.Broker
Captrust
First Allied Securities, INC.Broker
First Allied Advisory Services, INC.
Lakeside Wealth Management Group, LLC
Ffp Advisory Services INC
Ffp Securities, INC.Broker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.