Frank Troise is a registered investment advisor at Soho Financial Services LLC, based in Montecito, CA, with 20 years of industry experience. Frank operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2 clients with $1.3M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.50% |
| $1M+ | 1.00% |
Fees and account minimums are negotiable under certain circumstances. Consulting services are also charged as a percentage of assets under advisement ranging from 0.25% to 0.50%.
Fee Estimator
Location
1187 Coast Village Road, Suite 546, Montecito, CA, 93108
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Frank is a principal of Soho Capital LLC and Soho Asset Management LLC, both management consulting firms.
Employment History
Current Registrations
Soho Financial Services LLC
Previous Registrations
Soho Asset Management LLC
Soho Capital LLC
Soho Financial Services LLC
Soho Capital LLC
Soho Asset Management LLC
Soho Financial Services LLC
Soho Asset Management LLC
Soho Financial Services LLC
Soho Capital LLC
Soho Capital LLC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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