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Ryan Toronto

29 Years of Experience
Tempe, AZ
BrokerSells Insurance

Ryan Toronto is a registered investment advisor at LPL Financial LLC, based in Tempe, AZ, with 29 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

1270 E Broadway Rd #112, Tempe, AZ, 85282

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Ryan is involved in marketing and sales of fixed insurance products through Vista Financial Group and K2 Financial Planning, starting in 2009 and 2012 respectively. Since 2010, Ryan has also been developing an insurance agency, Arizona Life & Annuity Brokers, focused on various insurance products. These activities each take about 10-20% of Ryan's time.

Employment History
Current Registrations
LPL Financial LLC
March 2008 - Present · 18 yrs 2 mos
LPL Financial LLCBroker
March 2008 - Present · 18 yrs 2 mos
Previous Registrations
Cue Financial Group, INC.
February 2007 - March 2008 · 1 yr 1 mo
Cue Financial Group, INC.Broker
February 2007 - March 2008 · 1 yr 1 mo
CUNA Brokerage Services, INC.
November 2005 - February 2007 · 1 yr 3 mos
CUNA Brokerage Services, INC.Broker
July 2000 - February 2007 · 6 yrs 7 mos
Hornor, Townsend & Kent, INC.Broker
December 1996 - July 2000 · 3 yrs 7 mos
W. S. Griffith & CO., INC.Broker
September 1994 - March 1995 · 6 mos
Regency Capital Group, INC.Broker
January 1994 - February 1994 · 1 mo
La Jolla Securities CorporationBroker
November 1993 - January 1994 · 2 mos
State Registrations19 states
AKAZCACOFLGAIDILINKSLAMAMNNMNVNYOHTXUT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.