Joseph Hoffman is a registered investment advisor at Hoffman Investment Services, LLC, based in Marblehead, OH, with 31 years of industry experience. Joseph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 33 clients with $34M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
This is for the Capital Appreciation portfolio. The Moderate portfolio has a 0.60% annual fee. Fees may be negotiable. Accounts within the same household may be combined for a reduced fee.
Fee Estimator
Location
Marblehead, OH
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Joseph is the President of Hoffman Investment Services, LLC, a Registered Investment Advisor (RIA). He spends nearly full-time on discretionary asset management for high net worth individuals and businesses, primarily using ETFs.
Employment History
Current Registrations
Hoffman Investment Services, LLC
Previous Registrations
Purshe Kaplan Sterling InvestmentsBroker
Coordinated Capital Securities, INC.
Coordinated Capital Securities, INC.Broker
Capital Securities of America, INC.Broker
Tempo Securities CorporationBroker
Montano Securities CorporationBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.