JD
JD

John Day

32 Years of Experience
Columbia, MD
BrokerSells Insurance

John Day is a registered investment advisor at LPL Financial LLC, based in Columbia, MD, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

7230 Lee Deforest Dr Ste 203, Columbia, MD, 21046-3249

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

John is a teacher/instructor since 2003, and also sells disability and health insurance since 2003. He also sells fixed annuities, long-term care, and life insurance through Day Financial Group, Inc. since 2011.

Employment History
Current Registrations
LPL Financial LLC
September 1996 - Present · 29 yrs 8 mos
LPL Financial LLCBroker
September 1996 - Present · 29 yrs 8 mos
Previous Registrations
Fusco Financial Associates INC.
October 1996 - September 2003 · 6 yrs 11 mos
Lincoln Financial Advisors CorporationBroker
December 1993 - September 1996 · 2 yrs 9 mos
The Lincoln National Life Insurance CompanyBroker
December 1993 - September 1996 · 2 yrs 9 mos
State Registrations23 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.