TrueAdvisor
TrueAdvisor
SF
SF

Steve James Friedman

Financial Management Network INC
31 Years of Experience
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningFinancial Planning & CoachingInsurance PlanningHigh Net Worth
Financial Management Network INC
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
21 advisors
Number of Clients
1,334 clients
Average Client Portfolio
$1.3M average
Assets Under Management
$1.8B

Fee Structure

Minimum Investment:$50K
Minimum Annual Fee:$1,000

Location

26041 Acero, Mission Viejo, CA, 92691

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History

Regulatory History (1)
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Customer Dispute
March 2025
Closed-No Action
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Steve is a health insurance salesperson since 2002, meeting with clients and making recommendations, dedicating a few hours per week. He is also CFO of Island Shade Shacks Inc. and a member of Island Shade Systems LLC and SOL Shop LLC, spending about 10% to 20% of his time on these roles.

Employment History
Current Registrations
Fmn Capital Corporation
July 2011 - Present · 14 yrs 7 mos
Financial Management Network INC
July 2011 - Present · 14 yrs 7 mos
Fmn Capital CorporationBroker
July 2011 - Present · 14 yrs 7 mos
Previous Registrations
Securian Financial Services, INC.
April 2003 - July 2011 · 8 yrs 3 mos
Securian Financial Services, INC.Broker
March 1994 - July 2011 · 17 yrs 4 mos
State Registrations10 states
AZCACOFLIDILMANVTXUT
AdvisorBrokerBoth
Exams
No exam information available for this advisor.