SF
SF
Steve Friedman
32 Years of Experience
Laguna Hills, CA
1 DisclosureBrokerSells Insurance
Steve Friedman is a registered investment advisor, based in Laguna Hills, CA, with 32 years of industry experience. Steve is also registered as a broker, so some compensation may come from commissions on products sold.
Location
22921 Triton Way, Suite 231, Laguna Hills, CA, 92653
Get directionsHistory
Regulatory History (1)
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Customer Dispute
March 2025Closed-No Action
Other Business ActivitiesSells Insurance
Steve is a health insurance salesperson since 2002, meeting with clients and making recommendations, dedicating a few hours per week. He is also CFO of Island Shade Shacks Inc. and a member of Island Shade Systems LLC and SOL Shop LLC, spending about 10% to 20% of his time on these roles.
Employment History
Current Registrations
Fmn Capital Corporation
July 2011 - Present · 15 yrs 3 mos
Financial Management Network INC
July 2011 - Present · 15 yrs 3 mos
Fmn Capital CorporationBroker
July 2011 - Present · 15 yrs 3 mos
Previous Registrations
Securian Financial Services, INC.
April 2003 - July 2011 · 8 yrs 3 mos
Securian Financial Services, INC.Broker
March 1994 - July 2011 · 17 yrs 4 mos
State Registrations8 states
CACOFLIDILNVOHTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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