TrueAdvisor
TrueAdvisor
JM
ChFC
JM
ChFC

James Mcmanus

Kestra Advisory Services, LLC
32 Years of Experience
Louisville, CO
2 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

James Mcmanus is a ChFC-designated registered investment advisor at Kestra Advisory Services, LLC, based in Louisville, CO, with 32 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Annuities, Education Planning, Estate Planning, Insurance Planning, and 3 more. Their firm serves 117,403 clients with $80B in assets under management.

Kestra Advisory Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1456 advisors
Number of Clients
117,403 clients
Average Client Portfolio
$680K average
Assets Under Management
$79.8B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Asset-based fees range up to 2.5% of assets under management and are negotiable based on account size, registration type, and services provided.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Louisville, CO

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2010
Award / Judgment
Customer Dispute
November 2010
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

James owns McManus Wealth Bldg & Mgmt, offering insurance and investment advisory services, dedicating a few hours per week. He also solicits offers from life settlement brokers under the same business name, also dedicating a few hours per week. James is also an Investment Advisor Representative with Kestra Advisory Services, spending up to full-time hours on investment advisory services and is a notary public, spending minimal time.

Employment History
Current Registrations
Kestra Advisory Services, LLC
June 2016 - Present · 10 yrs 4 mos
Kestra Investment Services, LLCBroker
January 2003 - Present · 23 yrs 9 mos
Previous Registrations
NFP Advisor Services, LLC
January 2003 - September 2016 · 13 yrs 8 mos
Multi-Financial Securities Corporation
September 2000 - January 2003 · 2 yrs 4 mos
Multi-Financial Securities CorporationBroker
August 2000 - January 2003 · 2 yrs 5 mos
Lincoln Financial Advisors CorporationBroker
June 1998 - August 2000 · 2 yrs 2 mos
Cigna Financial Advisors,inc.Broker
January 1994 - June 1998 · 4 yrs 5 mos
State Registrations11 states
AZCACOFLGAKYNCNMTXWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Louisville, CO →All financial advisors in Colorado →