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Ronald Fisher

32 Years of Experience
Bel Air, MD
1 DisclosureBrokerSells Insurance

Ronald Fisher is a registered investment advisor at Private Advisor Group, LLC, based in Bel Air, MD, with 32 years of industry experience. Ronald is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Insurance Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 142,225 clients with $44B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
930 advisors
Number of Clients
142,225 clients
Average Client Portfolio
$312K average
Assets Under Management
$44.3B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Maximum annual fee is 2.00%, negotiable based on assets, account composition, and complexity.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

35 Fulford Avenue, Suite 201, Bel Air, MD, 21014

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2015
Denied
Other Business ActivitiesSells Insurance

Ronald sells non-variable life insurance, long-term care insurance, and fixed annuities, dedicating about 10-20% of his time to this. He also provides tax preparation services, financial planning, and portfolio management, and is involved with Private Advisor Group, LLC.

Employment History
Current Registrations
Private Advisor Group, LLC
July 2012 - Present · 14 yrs 3 mos
LPL Financial LLCBroker
December 2011 - Present · 14 yrs 10 mos
Previous Registrations
Research Financial Strategies
December 2011 - August 2012 · 8 mos
Investors Capital Advisory
June 2007 - November 2011 · 4 yrs 5 mos
Investors Capital CORP.Broker
September 2006 - November 2011 · 5 yrs 2 mos
H.D. Vest Investment ServicesBroker
February 2002 - September 2006 · 4 yrs 7 mos
Wma Securities, INC.Broker
July 1994 - February 2002 · 7 yrs 7 mos
PFS Investments INC.Broker
November 1993 - July 1994 · 8 mos
State Registrations13 states
DCDEFLGAHIMDNCNJNYPASCTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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