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Ronald Fisher

32 Years of Experience
Morristown, NJ
1 DisclosureBrokerSells Insurance

Ronald Fisher is a registered investment advisor at Private Advisor Group, LLC, based in Morristown, NJ, with 32 years of industry experience. Ronald operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Retirement Planning. Their firm serves 137,723 clients with $41B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
753 advisors
Number of Clients
137,723 clients
Average Client Portfolio
$300K average
Assets Under Management
$41.4B

Fee Structure

Private Advisor Group offers investment management services where fees are based on a percentage of the value of your investments. The exact percentage is negotiable, up to a maximum of 2.00% per year, and is charged quarterly. Clients also pay brokerage commissions and transaction fees to the custodian. The firm may also charge a flat fee or an hourly fee for specific services.

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Location

305 Madison Avenue, Morristown, NJ, 07960

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2015
Denied
Other Business ActivitiesSells Insurance

Ronald sells non-variable life insurance, long-term care insurance, and fixed annuities, dedicating about 10-20% of his time to this. He also provides tax preparation services, financial planning, and portfolio management, and is involved with Private Advisor Group, LLC.

Employment History
Current Registrations
Private Advisor Group, LLC
July 2012 - Present · 13 yrs 10 mos
LPL Financial LLCBroker
December 2011 - Present · 14 yrs 5 mos
Previous Registrations
Research Financial Strategies
December 2011 - August 2012 · 8 mos
Investors Capital Advisory
June 2007 - November 2011 · 4 yrs 5 mos
Investors Capital CORP.Broker
September 2006 - November 2011 · 5 yrs 2 mos
H.D. Vest Investment ServicesBroker
February 2002 - September 2006 · 4 yrs 7 mos
Wma Securities, INC.Broker
July 1994 - February 2002 · 7 yrs 7 mos
PFS Investments INC.Broker
November 1993 - July 1994 · 8 mos
State Registrations13 states
DCDEFLGAHIMDNCNJNYPASCTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Ronald Fisher - Financial Advisor | TrueAdvisor