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Roy Woods
32 Years of Experience
Rome, GA
1 DisclosureBroker
Roy Woods is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Rome, GA, with 32 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B
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Location
705 E 1st St, Rome, GA, 30161
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Regulatory History (1)
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Customer Dispute
January 1999Denied
Other Business Activities
Roy is the owner of KT Financial Synergies LLC, a support company responsible for expenses and payroll. This takes about half of his time.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
August 2016 - Present · 9 yrs 9 mos
Raymond James Financial Services, INC.Broker
August 2016 - Present · 9 yrs 9 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
March 2008 - August 2016 · 8 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 2008 - August 2016 · 8 yrs 6 mos
Morgan Keegan & Company, INC.
April 2006 - March 2008 · 1 yr 11 mos
Morgan Keegan & Company, INC.Broker
April 2001 - March 2008 · 6 yrs 11 mos
Regions Investment Company, INC.Broker
May 2000 - April 2001 · 11 mos
Edward JonesBroker
September 1996 - May 2000 · 3 yrs 8 mos
Eq Financial Consultants, INC.Broker
January 1994 - October 1996 · 2 yrs 9 mos
The Equitable Life Assurance Society of the United StatesBroker
January 1994 - October 1996 · 2 yrs 9 mos
State Registrations15 states
ALFLGALAMINCNMNYOHOKPASCTXVAWA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.