David Cooper is a registered investment advisor, based in Brentwood, TN, with 32 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold.
Location
Brentwood, TN
Get directionsHistory
Regulatory History (1)
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Customer Dispute
February 2005Closed-No Action
Other Business Activities
David is an investment advisor representative at Realta Investment Advisors, dedicating nearly full-time hours to this role. He also owns and operates several businesses, including a CBD retail store (Wake N Bake) and a tropical fish wholesale business, taking about 10-20% of his time and a few hours per week, respectively.
Employment History
Current Registrations
Realta Equities, INC.
November 2020 - Present · 5 yrs 11 mos
Realta Investment Advisors, INC
November 2020 - Present · 5 yrs 11 mos
Realta Equities, INC.Broker
November 2020 - Present · 5 yrs 11 mos
Previous Registrations
Suntrust Advisory Services, INC.
September 2016 - November 2020 · 4 yrs 2 mos
Suntrust Investment Services, INC.Broker
November 2014 - November 2020 · 6 yrs
Suntrust Investment Services, INC.
November 2014 - December 2016 · 2 yrs 1 mo
Wells Fargo Advisors, LLC
November 2007 - November 2014 · 7 yrs
Wells Fargo Advisors, LLCBroker
November 2007 - November 2014 · 7 yrs
Merrill Lynch, Pierce, Fenner & Smith Incorporated
April 2003 - December 2007 · 4 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2001 - December 2007 · 6 yrs 2 mos
Manulife Wood Logan, INC.Broker
March 2001 - October 2001 · 7 mos
Wells Fargo Securities INC.Broker
May 1998 - March 2001 · 2 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 1995 - May 1998 · 2 yrs 10 mos
The Boston GroupBroker
March 1995 - May 1995 · 2 mos
Dean Witter Reynolds INC.Broker
December 1993 - March 1995 · 1 yr 3 mos
State Registrations5 states
ALCAIDORTN
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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