Richard Ditaranto
Richard Ditaranto is a registered investment advisor at LPL Financial LLC, based in Fairfield, NJ, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
271 Route 46 West, Suite B201, Fairfield, NJ, 07004
Get directionsHistory
Regulatory History (5)
Customer Dispute
May 2013Customer Dispute
December 2012Customer Dispute
August 2009Customer Dispute
July 2008Customer Dispute
February 2008Other Business ActivitiesSells Insurance
Richard operates Northern Advisory Group as a DBA for his LPL business. He also sells non-variable insurance and has several real estate and business entities, dedicating minimal time to most of these activities, and a few hours per week to insurance sales.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
American Portfolios Advisors, INC
American Portfolios Financial Services, INC.Broker
First Allied Advisory Services, INC.
First Allied Securities, INC.Broker
Sii Investments, INC.
Sii Investments, INC.Broker
New England SecuritiesBroker
State Registrations34 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.