TB
TB
Theodore Beckman
30 Years of Experience
Westlake, Oh, OH
6 Disclosures
Theodore Beckman is a registered investment advisor at Game Plan Financial Advisors, LLC, based in Westlake, Oh, OH, with 30 years of industry experience. Theodore operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management. Their firm serves 191 clients with $220M in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
2 advisors
Number of Clients
191 clients
Average Client Portfolio
$1.2M average
Assets Under Management
$224.7M
Fee Structure
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Fees are negotiable.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
26600 Detroit Road, Suite 270, Westlake, Oh, OH, 44145
Get directionsHistory
Regulatory History (6)
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Regulatory
January 2007Final
Customer Dispute
August 2006Settled
Customer Dispute
July 2005Settled
Customer Dispute
April 2005Withdrawn
Customer Dispute
February 2004Settled
Customer Dispute
November 2003Denied
Employment History
Current Registrations
Game Plan Financial Advisors, LLC
March 2023 - Present · 3 yrs 2 mos
Previous Registrations
Game Plan Financial Advisors, LLC
February 2011 - March 2023 · 12 yrs 1 mo
Carnegie Capital Asset Management Company
July 2006 - March 2009 · 2 yrs 8 mos
Raymond James & Associates, INC.
February 2004 - July 2006 · 2 yrs 5 mos
Raymond James & Associates, INC.Broker
January 2004 - July 2006 · 2 yrs 6 mos
Wachovia Securities, LLC
May 2003 - February 2004 · 9 mos
Wachovia Securities, LLCBroker
August 1995 - February 2004 · 8 yrs 6 mos
Mcdonald & Company Securities, INC.Broker
January 1994 - August 1995 · 1 yr 7 mos
State Registrations1 state
OH
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.