Jeffrey Gaeth
Jeffrey Gaeth is a CFP-designated registered investment advisor at LPL Financial LLC, based in Kansas City, MO, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Kansas City, MO
Get directionsHistory
Regulatory History (2)
Customer Dispute
December 2004Employment Separation After Allegations
May 2002Other Business Activities
Jeffrey works as a tax preparer/accountant since 2018, dedicating about 10-20% of his time. He also works as a referee and operates JMG Investment Planning as a DBA for his LPL business, dedicating nearly full-time hours to the latter.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Securities America Advisors, INC.
Securities America, INC.Broker
Brookstreet Securities CorporationBroker
Fiserv Investor Services, INC.Broker
Tradestar Investments,inc.Broker
Edward D. Jones & CO., L.P.Broker
State Registrations19 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.