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Kevin Deangelis

Ameriprise Financial Services, LLC
32 Years of Experience
Tiverton, RI
5 DisclosuresBroker
View SEC Summary
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Kevin Deangelis is a registered investment advisor at Ameriprise Financial Services, LLC, based in Tiverton, RI, with 32 years of industry experience. Kevin is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Tiverton, RI

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History

Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2023
Settled
Regulatory
September 2021
Final
Employment Separation After Allegations
September 2020
Customer Dispute
March 2006
Denied
Customer Dispute
January 2005
Closed-No Action
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Kevin is involved with Smiths Tax Service since February 2022. He spends about 10-20% of his time on this non-investment related activity.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
September 2020 - Present · 6 yrs 1 mo
Ameriprise Financial Services, LLC
September 2020 - Present · 6 yrs 1 mo
Ameriprise Financial Services, LLCBroker
September 2020 - Present · 6 yrs 1 mo
Previous Registrations
Commonwealth Financial NetworkBroker
February 2011 - September 2020 · 9 yrs 7 mos
Commonwealth Financial Network
February 2011 - September 2020 · 9 yrs 7 mos
Cco Investment Services CORP.
January 1999 - February 2011 · 12 yrs 1 mo
Cco Investment Services CORP.Broker
November 1997 - February 2011 · 13 yrs 3 mos
Fis Securities, INC.Broker
January 1996 - November 1997 · 1 yr 10 mos
440 Financial Distributors, INC.Broker
May 1995 - December 1995 · 7 mos
Metlife Securities INC.Broker
February 1994 - May 1995 · 1 yr 3 mos
Metropolitan Life Insurance CompanyBroker
February 1994 - May 1995 · 1 yr 3 mos
State Registrations10 states
CTFLMAMENCNHPARISCUT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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