Sergio Bio
Sergio Bio is a registered investment advisor at State Farm Investment Management CORP., based in Clifton, NJ, with 29 years of industry experience. Sergio operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 3,575 clients with $13B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 1.25% |
| $100K - $500K | 1.00% |
| $500K - $1000K | 0.75% |
| $1M+ | 0.50% |
Accounts advised for a full quarter that have an average daily market value below $15,000 are charged a minimum quarterly Advisory Fee of $45 (except as set forth below under “Fee Reductions”). For Accounts that qualify for a reduced Advisory Fee to the lowest Advisory Fee shown on the chart, such Accounts advised for a full quarter that have an average daily market value below $15,000 are charged a minimum quarterly Advisory Fee of $18.75.
Fee Estimator
Location
114 Market St, Clifton, NJ, 07012
Get directionsHistory
Regulatory History (2)
Criminal
February 2008Customer Dispute
February 2000Other Business ActivitiesSells Insurance
Sergio owns Sergio Bio's Insurance Agency, an insurance agency affiliated with State Farm. He serves customers and supervises employees, dedicating about half of his time to this activity.
Employment History
Current Registrations
State Farm Investment Management CORP.
State Farm Vp Management CORP.
State Farm Vp Management CORP.Broker
Previous Registrations
Financial Network Investment CorporationBroker
Invest Financial Corporation
Invest Financial CorporationBroker
Metlife Securities INC.
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
North Fork Financial Advisors LLC
Nfb Investment Services CORP.Broker
Invest Financial Corporation
Invest Financial CorporationBroker
Quick & Reilly, INC.
Quick & Reilly, INC.Broker
First Union Securities, INC.Broker
First Union Brokerage Services, INC.Broker
A.S. Goldmen & CO., INC.Broker
Jw Charles Securities,inc.Broker
Gruntal & CO. IncorporatedBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.