BK
BK

Brendan Keohane

32 Years of Experience
Elmsford, NY
1 DisclosureBrokerSells Insurance

Brendan Keohane is a registered investment advisor at MML Investors Services, LLC, based in Elmsford, NY, with 32 years of industry experience. Brendan is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5086 advisors
IM Fee
Planning only
Assets Under Management
$115.6B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

565 Taxter Road Suite 625 6th Floor, Elmsford, NY, 10523

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2017
Denied
Other Business ActivitiesSells Insurance

Brendan is involved in outside insurance sales since 2000, focusing on individual and group life, health, disability, long-term care, and fixed annuities. He dedicates minimal time to this activity.

Employment History
Current Registrations
MML Investors Services, LLC
April 2021 - Present · 5 yrs 6 mos
MML Investors Services, LLCBroker
March 2017 - Present · 9 yrs 7 mos
Previous Registrations
Msi Financial Services, INC.Broker
March 1994 - March 2017 · 23 yrs
Metropolitan Life Insurance CompanyBroker
March 1994 - July 2007 · 13 yrs 4 mos
State Registrations16 states
CACOCTFLGAMAMDMIMONCNJNMNYSCTNTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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