Joseph Romano
Joseph Romano is a CFP-designated registered investment advisor at Commonwealth Financial Network, based in North Wales, PA, with 29 years of industry experience. Joseph is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 10 more. Their firm serves 360,488 clients with $210B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $750K | 2.25% |
| $750K - $1.0M | 2.00% |
| $1.0M - $2.0M | 1.75% |
| $2M+ | 1.50% |
Fees are negotiable. Schedule represents maximum allowable annual management fees for PPS Custom programs. Other programs like PPS Select and PPS Direct have separate advisor and program fee schedules.
Fee Estimator
Location
1120 Welsh Road, Suite 180, North Wales, PA, 19454
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Joseph is involved in fixed insurance sales, which is investment-related and conducted at the branch office.
Employment History
Current Registrations
Commonwealth Financial Network
Commonwealth Financial NetworkBroker
Previous Registrations
The Marshall Financial Group, INC
Cambridge Investment Research, INC.Broker
Fsc Securities CorporationBroker
State Registrations18 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Matthew Sala, CFPMML Investors Services, LLC
- Tyler Breder, CFPPtm Wealth Management, LLC
- John Richards, CFP, ChFCLPL Financial LLC
- James Mcgowan, CFPApollon Financial, LLC
- Jay Mitzner, ChFCLPL Financial LLC
- Daphne Hu, CFPUnited Capital Financial Advisors