MK
MK
Michael Kowal is a registered investment advisor at Morgan Stanley, based in New York, NY, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
One Penn Plaza, 43rd Floor, New York, NY, 10119
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Regulatory History (1)
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Judgment / Lien
September 2019Other Business Activities
Michael works for Amazon in wholesale/distribution since November 2023. This activity takes place after business hours and requires about a third of his time.
Employment History
Current Registrations
Morgan Stanley
August 2013 - Present · 12 yrs 9 mos
Morgan StanleyBroker
July 2013 - Present · 12 yrs 10 mos
Previous Registrations
Credit Suisse Securities (USA) LLC
January 2007 - August 2013 · 6 yrs 7 mos
Credit Suisse Securities (USA) LLCBroker
August 2005 - August 2013 · 8 yrs
Citigroup Global Markets INC.Broker
April 2002 - August 2005 · 3 yrs 4 mos
Lehman Brothers INC.Broker
May 1999 - May 2002 · 3 yrs
Morgan Stanley & CO., IncorporatedBroker
May 1994 - May 1999 · 5 yrs
State Registrations41 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.