James Hannley is a registered investment advisor at Jim Hannley, LLC, based in Tucson, AZ, with 21 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 7 clients with $95K in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1 advisor
IM Fee
Planning only
Assets Under Management
$95K
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Location
Tucson, AZ
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Regulatory History (1)
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Customer Dispute
April 2013Denied
Employment History
Current Registrations
Jim Hannley, LLC
October 2004 - Present · 21 yrs 7 mos
Previous Registrations
Jim Hannley, LLC
October 2004 - December 2023 · 19 yrs 2 mos
Jim Hannley, LLC
October 2004 - December 2009 · 5 yrs 2 mos
State Registrations1 state
AZ
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.