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Beth Plentzas

LPL Financial LLC
32 Years of Experience
Bedford, NH
BrokerSells Insurance
View SEC Summary
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Beth Plentzas is a registered investment advisor at LPL Financial LLC, based in Bedford, NH, with 32 years of industry experience. Beth is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28129 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

43 Constitution Dr., Bedford, NH, 03110

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Beth operates under the DBA Northeast Planning Associates, Inc. and works as a broker with various health insurance carriers, dedicating about 10-20% of her time to insurance and nearly full-time to the DBA. She also provides financial planning services as a registered investment advisor, spending minimal time on this activity.

Employment History
Current Registrations
LPL Financial LLC
July 2007 - Present · 19 yrs 3 mos
LPL Financial LLCBroker
July 2007 - Present · 19 yrs 3 mos
Northeast Planning Associates, INC.
May 2005 - Present · 21 yrs 5 mos
Previous Registrations
Mutual Service CorporationBroker
November 2003 - December 2007 · 4 yrs 1 mo
Veravest Investments, INC.Broker
December 1993 - November 2003 · 9 yrs 11 mos
State Registrations31 states
ALAZCACOCTDCDEFLGAILKSMAMENCNENHNJNMNVNYORPARISCSDTNTXVAVTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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