Gautam Bose
Gautam Bose is a registered investment advisor at Ameriprise Financial Services, LLC, based in Alexandria, VA, with 32 years of industry experience. Gautam operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
211 N Union Street Suite 100, Rooms 109 & 121 & 148, Alexandria, VA, 22314-2643
Get directionsHistory
Regulatory History (3)
Customer Dispute
April 2019Customer Dispute
November 2016Customer Dispute
January 2000Other Business Activities
Gautam has business ownership activities and is involved with IFIND Education LLC, providing financial literacy education and training. Both activities require minimal time and are not investment-related.
Employment History
Current Registrations
Ameriprise Financial Services, LLCBroker
Ameriprise Financial Services, LLC
Previous Registrations
Next Financial Group, INC.
Next Financial Group, INC.Broker
Aig Financial Advisors, INC.
Sagepoint Financial, INC.Broker
Householder Group, Estate & Retirement Specialists
Sunamerica Securities, INC.Broker
Quick & Reilly, INC.Broker
Quick & Reilly, INC.
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Smith Barney INC.Broker
State Registrations43 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.