Richard Chiarenza
Richard Chiarenza is a registered investment advisor at LPL Financial LLC, based in Saint Augustine, FL, with 25 years of industry experience. Richard is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
165 State Road 312 West, Saint Augustine, FL, 32086
Get directionsHistory
Regulatory History (3)
Customer Dispute
May 2017Customer Dispute
September 2005Customer Dispute
May 2002Other Business Activities
Richard uses Vystar Investment Services as a DBA.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
CUNA Brokerage Services, INC.
CUNA Brokerage Services, INC.Broker
Charles Schwab & CO., INC.Broker
Charles Schwab & CO., INC.
Wells Fargo Investments, LLC
Wells Fargo Investments, LLCBroker
U.S. Bancorp Investments, INC.
U.S. Bancorp Investments, INC.Broker
Wm Financial Services, INC.Broker
Spelman & CO., INC.Broker
Dickinson & CO.Broker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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