Richard Chiarenza
Richard Chiarenza is a registered investment advisor at LPL Financial LLC, based in Saint Augustine, FL, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
165 State Road 312 West, Saint Augustine, FL, 32086
Get directionsHistory
Regulatory History (3)
Customer Dispute
May 2017Customer Dispute
September 2005Customer Dispute
May 2002Other Business Activities
Richard uses Vystar Investment Services as a DBA.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
CUNA Brokerage Services, INC.
CUNA Brokerage Services, INC.Broker
Charles Schwab & CO., INC.Broker
Charles Schwab & CO., INC.
Wells Fargo Investments, LLC
Wells Fargo Investments, LLCBroker
U.S. Bancorp Investments, INC.
U.S. Bancorp Investments, INC.Broker
Wm Financial Services, INC.Broker
Spelman & CO., INC.Broker
Dickinson & CO.Broker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.