Robert Weiss
Robert Weiss is a CFA-designated registered investment advisor at Summit Financial, LLC, based in Sarasota, FL, with 32 years of industry experience. Robert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 3 more. Their firm serves 9,865 clients with $15B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Summit Financial offers various investment management programs. Financial advisors set their own advisory fees, but the maximum advisory fee for all programs is 1.50%. Clients in certain programs may also pay a program fee. Clients invested in the Tax-Deferred Strategies Portfolios are charged a monthly platform fee of $20/month by Nationwide, plus a "Low Cost Fund Platform Fee" up to 0.35% annually. Fees are negotiable.
Location
1605 Main Street, Suite 905, Sarasota, FL, 34236
Get directionsHistory
Regulatory History (1)
Customer Dispute
July 2008Other Business ActivitiesSells Insurance
Robert is the Treasurer and Director for the Boys & Girls Club of Sarasota County, dedicating minimal time to general oversight of funds. Robert also offers insurance as a broker or agent through numerous insurance companies, earning compensation on sales.
Employment History
Current Registrations
Summit Financial, LLC
Previous Registrations
Pwa Securities, LLCBroker
Provenance Wealth Advisors
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Morgan StanleyBroker
Morgan Stanley
Morgan Stanley & CO. IncorporatedBroker
Morgan Stanley & CO. Incorporated
A. G. Edwards & Sons, INC.
A. G. Edwards & Sons, INC.Broker
TD Securities (USA) INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.