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Dale Lavelle

LPL Financial LLC
24 Years of Experience
Newton, MA
1 DisclosureBroker
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Dale Lavelle is a registered investment advisor at LPL Financial LLC, based in Newton, MA, with 24 years of industry experience. Dale is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Newton, MA

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History

Regulatory History (1)
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Financial
January 2025
Pending
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
LPL Financial LLC
September 2024 - Present · 2 yrs 1 mo
LPL Financial LLCBroker
August 2024 - Present · 2 yrs 2 mos
Previous Registrations
Raymond James Financial Services Advisors, INC
September 2022 - June 2024 · 1 yr 9 mos
Raymond James Financial Services, INC.Broker
August 2022 - June 2024 · 1 yr 10 mos
Wells Fargo Clearing Services, LLCBroker
December 2017 - August 2022 · 4 yrs 8 mos
Wells Fargo Clearing Services, LLC
December 2017 - December 2018 · 1 yr
Merrill Lynch, Pierce, Fenner & Smith Incorporated
December 2008 - December 2017 · 9 yrs
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 2008 - December 2017 · 9 yrs
Morgan Stanley & CO. Incorporated
October 2008 - December 2008 · 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - December 2008 · 1 yr 8 mos
Morgan Stanley Dw INC.Broker
October 2004 - April 2007 · 2 yrs 6 mos
Brown & Company Securities CorporationBroker
July 1995 - August 1996 · 1 yr 1 mo
Kopstein, Van Alen, Nash & CO. INC.Broker
June 1994 - April 1995 · 10 mos
Fechtor, Detwiler & CO., INC.Broker
December 1993 - May 1994 · 5 mos
State Registrations6 states
AZFLMANYRISD
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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