JA
JA
James Audley
31 Years of Experience
Lafayette, CA
1 Disclosure
James Audley is a registered investment advisor at Argent Wealth Advisors, LLC, based in Lafayette, CA, with 31 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 51 clients with $38M in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
1 advisor
Number of Clients
51 clients
Average Client Portfolio
$743K average
Assets Under Management
$37.9M
Fee Structure
Minimum Investment:$500K
Planning is included in investment management
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.50% |
| $500K - $1.0M | 1.00% |
| $1.0M - $5.0M | 0.75% |
| $5M+ | 0.75% |
Fees are negotiable for accounts over $5,000,000.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
Lafayette, CA
Get directionsHistory
Regulatory History (1)
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Customer Dispute
October 1998Award / Judgment
Employment History
Current Registrations
Argent Wealth Advisors, LLC
September 2014 - Present · 11 yrs 8 mos
Previous Registrations
Financial Telesis, INC.
June 2010 - September 2014 · 4 yrs 3 mos
Financial Telesis INCBroker
June 2010 - September 2014 · 4 yrs 3 mos
Ccm Partners
August 2004 - June 2010 · 5 yrs 10 mos
Rfs PartnersBroker
October 2001 - June 2010 · 8 yrs 8 mos
Rochdale Investment Management INC.Broker
October 1997 - September 2001 · 3 yrs 11 mos
Foothill Securities, INC.Broker
January 1996 - April 1997 · 1 yr 3 mos
Sentra Securities CorporationBroker
January 1994 - January 1996 · 2 yrs
State Registrations1 state
CA
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.