James Link
James Link is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in St Louis, MO, with 32 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.
Location
520 Maryville Centre Drive, Suite 410, St Louis, MO, 63141
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
James manages rental properties through Sunset View 503 LLC, dedicating minimal time to paying bills, writing checks, making investments, and handling taxes, cash flow, and maintenance. This is an investment-related activity.
Employment History
Current Registrations
Stifel, Nicolaus & Company, IncorporatedBroker
Stifel, Nicolaus & Company, Incorporated
Previous Registrations
Charles Schwab & CO., INC.
Charles Schwab & CO., INC.Broker
Edward D. Jones & CO., L.P.Broker
State Registrations21 states
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