Laurence Mchugh
Laurence Mchugh is a registered investment advisor at LPL Financial LLC, based in Wakefield, RI, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
238 Robinson St, Wakefield, RI, 02879
Get directionsHistory
Regulatory History (5)
Customer Dispute
August 2004Customer Dispute
January 2004Criminal
July 1983Criminal
September 1978Criminal
April 1976Other Business ActivitiesSells Insurance
Laurence sells non-variable insurance, dedicating a few hours per week to this activity. He also uses Pegasus Financial Group as a DBA for his LPL business, spending minimal time on it.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Sagepoint Financial, INC.
Sagepoint Financial, INC.Broker
Banc of America Investment Services, INC.
Banc of America Investment Services, INC.Broker
Quick & Reilly, INC.
Quick & Reilly, INC.Broker
Fleet Brokerage Securities, INC.Broker
Merit Capital Associates, INC.Broker
G.R. Stuart & Company, INC.Broker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.