Daniel Rascoe is a registered investment advisor, based in Miami Beach, FL, with 23 years of industry experience.
Location
Miami Beach, FL
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Titleist Capital, LLC
November 2023 - Present · 2 yrs 5 mos
Titleist Capital, LLCBroker
November 2023 - Present · 2 yrs 5 mos
Titleist Asset Management, LLC
November 2023 - Present · 2 yrs 5 mos
Previous Registrations
Madison Avenue Securities, LLCBroker
November 2019 - January 2022 · 2 yrs 2 mos
Madison Avenue Securities, LLC
November 2019 - January 2022 · 2 yrs 2 mos
TD Ameritrade Investment Management, LLC
May 2015 - October 2018 · 3 yrs 5 mos
TD Ameritrade, INC.
May 2015 - October 2018 · 3 yrs 5 mos
TD Ameritrade, INC.Broker
April 2015 - October 2018 · 3 yrs 6 mos
TradekingBroker
August 2012 - April 2015 · 2 yrs 8 mos
Nylife Securities LLCBroker
January 2011 - May 2011 · 4 mos
Bb&t Investment Services, INC.
May 2008 - January 2009 · 8 mos
Bb&t Investment Services, INC.Broker
November 2007 - January 2009 · 1 yr 2 mos
North American Clearing, INC.Broker
September 2006 - October 2006 · 1 mo
Walker Rose, INC.Broker
December 2003 - November 2005 · 1 yr 11 mos
Hamershlag, Dodeles & CO., LLCBroker
October 2002 - October 2003 · 1 yr
Cathay Financial LLCBroker
July 1998 - March 2002 · 3 yrs 8 mos
National Financial Services CorporationBroker
August 1997 - July 1998 · 11 mos
Fidelity Brokerage Services, INC.Broker
November 1993 - August 1997 · 3 yrs 9 mos
State Registrations1 state
TX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.