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Andrew Filipek

Wedbush Securities INC.
32 Years of Experience
San Francisco, CA
1 DisclosureBroker
View SEC Summary
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Andrew Filipek is a registered investment advisor at Wedbush Securities INC., based in San Francisco, CA, with 32 years of industry experience. Andrew is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, High Net Worth, Insurance Planning, Investment Management, and 1 more. Their firm serves 10,048 clients with $5.7B in assets under management.

Wedbush Securities INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
220 advisors
Number of Clients
10,048 clients
Average Client Portfolio
$566K average
Assets Under Management
$5.7B

Fee Structure

Minimum Investment:$25K
Investment management only (planning not offered)
Minimum Annual Fee:$250
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K3.00%
$250K - $500K2.80%
$500K - $1.0M2.50%
$1.0M - $3.0M1.90%
$3.0M - $5.0M1.60%
$5M+1.60%

Fees for accounts over $5,000,000 are negotiable. Accounts are subject to minimum annual fees ranging from $250 to $1,000 depending on the program.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

235 Montgomery St, Ste 912, San Francisco, CA, 94104

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2004
Pending
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Andrew is the President and CEO of Filipex Enterprises Inc, dedicating a few hours per week to providing facilities for Wedbush SF OSJ and assisting with international expansion. He also serves as President of SFBC (DBA for Wedbush Securities business) and Deputy Chairman of Wedbush Europe SP z.o.o., spending a significant amount of time on these investment-related activities.

Employment History
Current Registrations
Wedbush Securities INC.
October 2017 - Present · 9 yrs
Wedbush Securities INC.Broker
January 2008 - Present · 18 yrs 9 mos
Previous Registrations
1st Discount Brokerage, INC.Broker
August 2002 - December 2007 · 5 yrs 4 mos
Acument Securities, INC.Broker
May 1998 - August 2002 · 4 yrs 3 mos
The Heritage Group, INC.Broker
May 1996 - June 1998 · 2 yrs 1 mo
Baraban Securities, INC.Broker
December 1993 - April 1996 · 2 yrs 4 mos
State Registrations11 states
AKAZCACOFLGAKSNCNJNVNY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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