Teri Yamamura is a registered investment advisor, based in Santa Clara, CA, with 32 years of industry experience.
Location
2620 Augustine Drive, Suite 230, Santa Clara, CA, 95054
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
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Teri works as a secret shopper in a consulting role, dedicating about 10-20% of her time. She is also a yoga instructor, spending about a quarter of her time on this activity.
Employment History
Current Registrations
Cetera Advisors LLCBroker
September 2022 - Present · 4 yrs
Cetera Advisors LLC
September 2022 - Present · 4 yrs
Cetera Investment Advisers LLC
November 2020 - Present · 5 yrs 10 mos
Previous Registrations
First Allied Advisory Services, INC.
July 2012 - November 2020 · 8 yrs 4 mos
First Allied Securities, INC.
March 2010 - July 2012 · 2 yrs 4 mos
First Allied Securities, INC.Broker
February 2002 - September 2022 · 20 yrs 7 mos
Interfirst Capital CorporationBroker
April 1995 - February 2002 · 6 yrs 10 mos
Dean Witter Reynolds INC.Broker
December 1993 - January 1995 · 1 yr 1 mo
State Registrations6 states
AZCACONYORVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.