SG
SG

Steven Garber

32 Years of Experience
Cheyenne, WY
Broker

Steven Garber is a registered investment advisor at MML Investors Services, LLC, based in Cheyenne, WY, with 32 years of industry experience. Steven operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 392,809 clients with $90B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
4920 advisors
Number of Clients
392,809 clients
Average Client Portfolio
$229K average
Assets Under Management
$90.0B

Fee Structure

Investment management only (planning not offered)

MML Investors Services manages investment menus for retirement plans and offers a managed account service for participants.

For the overall plan, MMLIS selects and monitors investment options. For participants using the managed account service, fees are charged quarterly, up to a maximum of 0.60% per year of the account value. MMLIS receives 0.10% of this fee, with the remainder going to Morningstar and the recordkeeper. The exact fees vary by recordkeeper and whether the service is a Qualified Default Investment Alternative.

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Location

221 East 21st Street, Cheyenne, WY, 82001

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
MML Investors Services, LLC
July 2017 - Present · 9 yrs
MML Investors Services, LLCBroker
August 2003 - Present · 22 yrs 11 mos
MML Investors Services, LLC
August 2003 - Present · 22 yrs 11 mos
Previous Registrations
Wells Fargo Brokerage Services, L.L.C.Broker
January 2001 - August 2003 · 2 yrs 7 mos
Wells Fargo Investments, LLCBroker
December 2000 - August 2003 · 2 yrs 8 mos
Wells Fargo Brokerage Services, L.L.C.Broker
February 1999 - December 2000 · 1 yr 10 mos
MML Investors Services, INC.Broker
October 1995 - February 1999 · 3 yrs 4 mos
Uslife Equity Sales CORP.Broker
December 1993 - September 1995 · 1 yr 9 mos
State Registrations17 states
AZCACODCIDILKSMNMONCNENMPATXUTVAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.