Earl Brooks
Earl Brooks is a CFP-designated registered investment advisor at Osaic Wealth, INC., based in Pittsburgh, PA, with 31 years of industry experience. Earl operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
Pittsburgh, PA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Earl owns a tax preparation and planning sole proprietorship, dedicating about 10-20% of his time. He also owns and operates Riverspointe Wealth Advisors, LLC, where he advises on financial planning, life insurance, and fixed income annuities, taking up more than full-time hours.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
Triad Advisors, LLC
Venn Wealth & Benefit Services, LLC
Triad Advisors LLCBroker
CUNA Brokerage Services, INC.
CUNA Brokerage Services, INC.Broker
Triad Advisors, INC.Broker
Allegheny Investments, LTD.Broker
Princor Financial Services CorporationBroker
Princor Financial Services CorporationBroker
First Montauk Securities CORP.Broker
The Lincoln National Life Insurance CompanyBroker
Lincoln Financial Advisors CorporationBroker
Cigna Financial Advisors,inc.Broker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.