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Joseph Ellis

Ameriprise Financial Services, LLC
27 Years of Experience
La Grange, GA
2 DisclosuresBroker
View SEC Summary
View SEC Summary

Joseph Ellis is a registered investment advisor at Ameriprise Financial Services, LLC, based in La Grange, GA, with 27 years of industry experience. Joseph is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

107 Vernon St, La Grange, GA, 30240

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2019
Settled
Customer Dispute
January 2002
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Joseph has business ownership interests related to an entity at 210 Broome Street in Lagrange, GA, since 2016. He spends a few hours per week on this investment-related activity.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
February 2017 - Present · 9 yrs 8 mos
Ameriprise Financial Services, LLC
September 2016 - Present · 10 yrs 1 mo
Ameriprise Financial Services, LLCBroker
September 2016 - Present · 10 yrs 1 mo
Previous Registrations
Commonwealth Financial NetworkBroker
November 2012 - September 2016 · 3 yrs 10 mos
LPL Financial LLCBroker
November 2002 - November 2012 · 10 yrs
Edward JonesBroker
December 1998 - November 2002 · 3 yrs 11 mos
State Registrations15 states
ALCAFLGAKYMSNCOKPASCSDTNTXVAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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