JC
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Joe Chung

27 Years of Experience
St Petersburg, FL
Broker

Joe Chung is a registered investment advisor, based in St Petersburg, FL, with 27 years of industry experience.

Location

136 4th Street North, Suite 201, St Petersburg, FL, 33701

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Advisifi LLC
October 2025 - Present · 7 mos
Investifi Securities LLCBroker
October 2025 - Present · 7 mos
Investifi Securities LLC
October 2025 - Present · 7 mos
Previous Registrations
Sofi Securities LLCBroker
August 2024 - October 2025 · 1 yr 2 mos
St Invest LLCBroker
December 2021 - January 2024 · 2 yrs 1 mo
Intrepid Investment Bankers LLCBroker
April 2019 - March 2020 · 11 mos
Unionbanc Investment Services, LLCBroker
June 2014 - June 2021 · 7 yrs
Gottex Brokers Alternative USA INC.Broker
July 2013 - June 2014 · 11 mos
Stockpile Investments, INC.Broker
April 2013 - July 2013 · 3 mos
TradekingBroker
December 2012 - March 2013 · 3 mos
Zecco Trading, INC.Broker
September 2006 - January 2013 · 6 yrs 4 mos
Ucb Investment Services, INC.Broker
February 2005 - November 2005 · 9 mos
Sinopac Financial Services (USA) LTD.Broker
July 2001 - February 2005 · 3 yrs 7 mos
J.B. Oxford & CompanyBroker
November 1999 - June 2001 · 1 yr 7 mos
J.B. Oxford & CompanyBroker
May 1999 - September 1999 · 4 mos
Stocks 4 Less, INC.Broker
September 1997 - December 1998 · 1 yr 3 mos
J.B. Oxford & CompanyBroker
August 1997 - March 1999 · 1 yr 7 mos
Alex. Brown & Sons IncorporatedBroker
March 1996 - September 1996 · 6 mos
Kennedy, Cabot & CO.Broker
June 1995 - July 1995 · 1 mo
Baraban Securities, INC.Broker
December 1993 - November 1994 · 11 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Joe Chung - Financial Advisor | TrueAdvisor