Daniel Mercado
Daniel Mercado is a registered investment advisor at Regal Investment Advisors LLC, based in Wesley Chapel, FL, with 30 years of industry experience. Daniel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 7,859 clients with $2.4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LionShare charges an investment management fee that typically ranges from 0.30% to 1.00% per year, depending on the value of your account and the strategies used by your financial advisor. This fee is deducted directly from your account quarterly, in advance. The total advisory fee you pay includes LionShare's fee plus the fees charged by your financial advisor. Fees and payment arrangements are negotiable and vary on a case-by-case basis when LionShare is used by a primary financial advisor.
Location
Wesley Chapel, FL
Get directionsHistory
Regulatory History (1)
Customer Dispute
April 2009Other Business ActivitiesSells Insurance
Daniel is an independent contractor for Fiduciary Planning, LLC, providing investment advisory services, which takes nearly full-time hours. He is also the President of Mercado Financial Group, LLC, a private business, and spends minimal time selling insurance products like life insurance, fixed annuities, and LTC through the same company.
Employment History
Current Registrations
Regal Investment Advisors LLC
Previous Registrations
Sorrento Pacific Financial, LLC
Schorn Wealth
Sorrento Pacific Financial, LLCBroker
Sorrento Pacific Financial, LLC
First Allied Securities, INC.Broker
First Allied Advisory Services, INC.
Ffp Advisory Services INC
Ffp Securities, INC.Broker
United Securities Group, INC.Broker
John Hancock Distributors, INC.Broker
John Hancock Mutual Life Insurance CompanyBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.