Richard Counts is a registered investment advisor at Mainstreet RIA LLC, based in O'Fallon, MO, with 30 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 132 clients with $450M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $125K | 1.50% |
| $125K - $250K | 1.35% |
| $250K - $500K | 1.20% |
| $500K - $750K | 1.05% |
| $750K - $1000K | 0.90% |
| $1.0M - $2.0M | 0.75% |
| $2.0M - $3.0M | 0.65% |
| $3.0M - $4.0M | 0.60% |
| $4.0M - $5.0M | 0.55% |
| $5.0M - $6.0M | 0.50% |
| $6.0M - $7.0M | 0.45% |
| $7.0M - $8.0M | 0.40% |
| $8.0M - $9.0M | 0.35% |
| $9.0M - $10.0M | 0.30% |
| $10M+ | 0.30% |
Annual fee is negotiable for over $10,000,000
Fee Estimator
Location
6700 Keaton Corporate Parkway, Suite 102, O'Fallon, MO, 63368
Get directionsHistory
Regulatory History (1)
Customer Dispute
November 1997Other Business Activities
Richard owns RLC LLC, a holding company for commercial real estate, and Counts Oldham Properties LLC. He spends minimal time maintaining the building and collecting rent for both businesses.
Employment History
Current Registrations
Mainstreet RIA LLC
Previous Registrations
VALIC Financial Advisors, INC.
VALIC Financial Advisors, INC.Broker
Linsco/private Ledger CORP.
Linsco/private Ledger CORP.Broker
Main Street Management Company
Main Street Management CompanyBroker
Charles Schwab & CO., INC.
Charles Schwab & CO., INC.Broker
Lasalle St Securities, L.L.C.Broker
Eisner Securities, INC.Broker
Invest Financial CorporationBroker
Commerce Brokerage Services, INC.Broker
Waterhouse Securities, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.