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Richard Counts

Ai Portfolios
31 Years of Experience
O'Fallon, MO
1 Disclosure
View SEC Summary
View SEC Summary

Richard Counts is a registered investment advisor at Ai Portfolios, based in O'Fallon, MO, with 31 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales.

Ai Portfolios
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1 advisor
IM Fee
Planning only

Location

6700 Keaton Corporate Parkway, Suite 102, O'Fallon, MO, 63368

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History

Regulatory History (1)
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Customer Dispute
November 1997
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Richard owns RLC LLC, a holding company for commercial real estate, and Counts Oldham Properties LLC. He spends minimal time maintaining the building and collecting rent for both businesses.

Employment History
Current Registrations
Ai Portfolios
August 2026 - Present · 2 mos
Mainstreet RIA LLC
August 2020 - Present · 6 yrs 2 mos
Previous Registrations
VALIC Financial Advisors, INC.
June 2007 - September 2020 · 13 yrs 3 mos
VALIC Financial Advisors, INC.Broker
June 2007 - September 2020 · 13 yrs 3 mos
Linsco/private Ledger CORP.
June 2004 - November 2005 · 1 yr 5 mos
Linsco/private Ledger CORP.Broker
June 2004 - November 2005 · 1 yr 5 mos
Main Street Management Company
February 2004 - June 2004 · 4 mos
Main Street Management CompanyBroker
February 2004 - June 2004 · 4 mos
Charles Schwab & CO., INC.
October 2002 - January 2004 · 1 yr 3 mos
Charles Schwab & CO., INC.Broker
September 2002 - January 2004 · 1 yr 4 mos
Lasalle St Securities, L.L.C.Broker
September 2001 - August 2002 · 11 mos
Eisner Securities, INC.Broker
December 1997 - October 2001 · 3 yrs 10 mos
Invest Financial CorporationBroker
October 1997 - December 1997 · 2 mos
Commerce Brokerage Services, INC.Broker
April 1995 - October 1997 · 2 yrs 6 mos
Waterhouse Securities, INC.Broker
December 1993 - March 1995 · 1 yr 3 mos
State Registrations2 states
MOTX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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