Anthony Gaines is a CFP-designated registered investment advisor, based in Tupelo, MS, with 32 years of industry experience.
Location
1529 Cliff Gookin Blvd., Tupelo, MS, 38801
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Anthony is the owner/proprietor of Dog Dais LLC DBA Camp Bow Wow Ridgeland MS since 2017. He dedicates a few hours per week to reviewing books, ordering inventory, and reviewing operations, primarily on weekends.
Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
Raymond James Financial Services Advisors, INC
Previous Registrations
Wells Fargo Advisors
Wells Fargo Clearing Services, LLCBroker
Morgan Stanley Smith BarneyBroker
Morgan Stanley Smith Barney LLC
Morgan Stanley & CO. Incorporated
Morgan Stanley & CO. IncorporatedBroker
Morgan Stanley
Morgan Stanley Dw INC.Broker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.