Mark Merolli is a registered investment advisor at Morgan Stanley, based in Tampa, FL, with 15 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...
Location
4050 West Boy Scout Boulevard, Tampa, FL, 33607
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
August 2008Final Disposition
Employment History
Current Registrations
Morgan Stanley
January 2025 - Present · 1 yr 4 mos
Morgan StanleyBroker
November 2024 - Present · 1 yr 6 mos
Previous Registrations
J.p.morgan Securities INC.
March 2008 - December 2008 · 9 mos
J.P. Morgan Clearing CORP.Broker
March 2008 - June 2009 · 1 yr 3 mos
J.p.morgan Securities INC.Broker
March 2008 - December 2008 · 9 mos
Gunnallen Financial, INC
July 2007 - January 2008 · 6 mos
Gunnallen Financial, INCBroker
July 2007 - January 2008 · 6 mos
Brookstreet Securities CorporationBroker
March 2003 - August 2006 · 3 yrs 5 mos
Shields & CompanyBroker
November 1996 - March 2003 · 6 yrs 4 mos
Chatfield Dean & CO., INC.Broker
April 1994 - October 1996 · 2 yrs 6 mos
PFS Investments INC.Broker
December 1993 - August 1994 · 8 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.