Thomas Trax is a registered investment advisor at LPL Financial LLC, based in San Diego, CA, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
2221 Camino Del Rio S Ste 307, San Diego, CA, 92108-3611
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Thomas owns rental real estate, including office space rented to an attorney. He is also a board member for Hillside Professional HOA, dedicating minimal time, and operates Trax Wealth Management, Inc. as a DBA for his LPL business, which is a full-time commitment.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
National Planning CorporationBroker
Westfin Securities CorporationBroker
Uslife Equity Sales CORP.Broker
State Registrations19 states
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