David Hoppess is a registered investment advisor, based in Dallas, TX, with 31 years of industry experience.
Location
12240 Inwood Rd, Suite 200, Dallas, TX, 75244
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Regulatory History (1)
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Customer Dispute
March 2007Denied
Other Business ActivitiesSells Insurance
David is an Investment Advisor Representative (IAR) with Concurrent Investment Advisors dba Wealth Partners Alliance, dedicating full-time hours. He also works as an insurance agent providing fixed insurance advice, spending a few hours per week. Additionally, David owns Thoppess Ventures LLC, a personal operating LLC, dedicating minimal time.
Employment History
Current Registrations
Purshe Kaplan Sterling InvestmentsBroker
January 2025 - Present · 1 yr 4 mos
Concurrent Investment Advisors, LLC
January 2025 - Present · 1 yr 4 mos
Previous Registrations
Ameriprise Financial Services, LLCBroker
March 2014 - January 2025 · 10 yrs 10 mos
Ameriprise Financial Services, LLC
March 2014 - January 2025 · 10 yrs 10 mos
Wells Fargo Advisors, LLCBroker
January 2008 - March 2014 · 6 yrs 2 mos
Wells Fargo Advisors, LLC
January 2008 - March 2014 · 6 yrs 2 mos
A. G. Edwards & Sons, INC.Broker
May 2007 - January 2008 · 8 mos
A. G. Edwards & Sons, INC.
May 2007 - January 2008 · 8 mos
Citigroup Global Markets INC.
March 2006 - May 2007 · 1 yr 2 mos
Citigroup Global Markets INC.Broker
March 2006 - May 2007 · 1 yr 2 mos
A. G. Edwards & Sons, INC.
August 2002 - March 2006 · 3 yrs 7 mos
A. G. Edwards & Sons, INC.Broker
January 1995 - March 2006 · 11 yrs 2 mos
American Express Financial Advisors INC.Broker
November 1994 - November 1994 · 0 mos
Ids Life Insurance CompanyBroker
November 1994 - November 1994 · 0 mos
American Express Financial Advisors INC.Broker
May 1994 - October 1994 · 5 mos
Ids Life Insurance CompanyBroker
May 1994 - October 1994 · 5 mos
State Registrations13 states
ALARAZCACOFLILLAMDNCOHOKTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.