David Johannsen is a registered investment advisor at Johannsen & Associates, INC., based in Santa Barbara, CA, with 19 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 37 clients with $33M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 2.00% |
| $250K - $500K | 1.80% |
| $500K - $1000K | 1.60% |
| $1M+ | 1.40% |
Fees are not negotiable. Employer group discount of 25% applies to accounts under employer-sponsored plans. A 10% discount applies after ten years of service, and 15% after fifteen years.
Fee Estimator
Location
5290 Overpass Road, Suite 208, Santa Barbara, CA, 93111
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Learn about disclosures →Employment History
Current Registrations
Johannsen & Associates, INC.
State Registrations1 state
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