BP
BP
Bruno Peraza
24 Years of Experience
Coral Gables, FL
3 DisclosuresBroker
Bruno Peraza is a registered investment advisor at Cetera Investment Advisers LLC, based in Coral Gables, FL, with 24 years of industry experience. Bruno operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
Coral Gables, FL
Get directionsHistory
Regulatory History (3)
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Customer Dispute
August 2013Closed-No Action
Judgment / Lien
July 2010Customer Dispute
June 2009Denied
Other Business Activities
Bruno owns Peraza Wealth Management since 2015 and Peraza Global Wealth Strategies since 2019, both financial services businesses. He dedicates full-time hours to these investment-related activities.
Employment History
Current Registrations
Cetera Investment Advisers LLC
May 2023 - Present · 3 yrs
Cetera Wealth Services, LLCBroker
October 2019 - Present · 6 yrs 7 mos
Previous Registrations
Cetera Advisor Networks LLC
March 2021 - June 2023 · 2 yrs 3 mos
Summit Financial Group INC
November 2019 - May 2021 · 1 yr 6 mos
Raymond James Financial Services Advisors, INC
December 2014 - October 2019 · 4 yrs 10 mos
Raymond James Financial Services, INC.Broker
December 2014 - October 2019 · 4 yrs 10 mos
Wells Fargo Advisors, LLC
August 2010 - December 2014 · 4 yrs 4 mos
Wells Fargo Advisors, LLCBroker
August 2010 - December 2014 · 4 yrs 4 mos
Suntrust Investment Services, INC.
January 2006 - September 2010 · 4 yrs 8 mos
Suntrust Investment Services, INC.Broker
December 2005 - September 2010 · 4 yrs 9 mos
New England SecuritiesBroker
May 2005 - January 2006 · 8 mos
The Partners Financial Group, INC.Broker
June 2002 - March 2003 · 9 mos
Multi-Financial Securities CorporationBroker
October 2001 - March 2002 · 5 mos
Tradestation Securities, INC.Broker
July 2001 - September 2001 · 2 mos
A. G. Edwards & Sons, INC.Broker
November 2000 - July 2001 · 8 mos
Dean Witter Reynolds INC.Broker
October 1999 - November 2000 · 1 yr 1 mo
R.K. Grace & CompanyBroker
August 1999 - December 2000 · 1 yr 4 mos
State Registrations3 states
FLNJNY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.